Khush Patel · Portfolio

Regulatory Knowledge Graph

A financial-compliance knowledge graph spanning FINRA, FRB, OCC, EU AI Act, DORA, DFS, FDIC, and NAIC.

For financial-services compliance, I built a regulatory knowledge graph that connects requirements across FINRA, the Federal Reserve Board, the OCC, the EU AI Act, DORA, NY DFS, the FDIC, and NAIC regulations into a single queryable structure.

The graph powers a continuous compliance monitoring system: instead of periodically sampling transactions for audit, every relevant event is checked against the applicable regulatory requirements as it happens, replacing sampling-based audits with continuous coverage.

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